Apr 22, 2021 “Bridgegate’s” Shadow: US Department of Justice Asks Second Circuit to Reverse Insider Trading Conviction After Supreme Court Rules in Kelly v. US By Daniel Braun Kimberly Zelnick Mark Goldberg Earlier this month, the US Attorney’s Office for the Southern District of New York (SDNY) filed an unusual appellate brief in which the...
Mar 26, 2021 Multiple European Union Authorities Announce Review of COVID-19 Relief Offered to the Aviation Sector By Amna Arshad Mark Goldberg Elske Raedts On March 3, 2021, the European Court of Auditors (ECA) announced that it was launching “an audit to assess whether the European...
Mar 12, 2021 Brush Off Your Reg FD Manual: Biden SEC Suit Against AT&T Suggests Revival of Selective-Disclosure Enforcement Proceedings By Boris Feldman Kimberly Zelnick Michael Levitt Mark Goldberg +1 more... Show less TL;DR: Regulation Fair Disclosure is back. After hibernating during the Trump Administration, Reg FD is likely to be a focus of...
Feb 25, 2021 Nicaragua’s Law 842:A Test Case for New US Anti-Money Laundering Authorities By Kimberly Zelnick Daniel Braun Nabeel Yousef Stephanie Brown Cripps Mark Goldberg Andrew Bulovsky +3 more... Show less Earlier this month, on February 9, 2021, Nicaragua’s reforms to the “Law for the Protection of the Rights of Consumers and Users” (Law...
Feb 12, 2021 Changes to SEC Enforcement Practices Signal New Era of Potentially Aggressive Enforcement By Kimberly Zelnick Hannah Khalifeh Mark Goldberg Aaron Kates Rose +1 more... Show less Earlier this week, on February 9, 2021, Acting Chair of the US Securities and Exchange Commission (SEC) Allison Herren Lee announced that...
Feb 04, 2021 The Supreme Court Vacates Second Circuit Insider Trading Decision After “Bridgegate” Ruling By Kimberly Zelnick Daniel Braun Mark Goldberg Elena Hadjimichael +1 more... Show less On January 11, 2021, the U.S. Supreme Court vacated the US Court of Appeals for the Second Circuit’s ruling in the insider trading case...
Jan 20, 2021 Shifting AML Compliance Stateside: Does the NDAA Require Regulated Institutions to Conduct All Compliance Operations in the United States? By Kimberly Zelnick Mark Goldberg Hannah Khalifeh As we discussed in our recent client alert, this year’s National Defense Authorization Act (NDAA) represents the most significant change...
Jan 15, 2021 Freshfields Team Authors Anti-Corruption Practice Guide By Eric Bruce Mark Goldberg Andrew Bulovsky Despite the COVID-19 pandemic, US and foreign enforcement authorities spent 2020 obtaining record-setting anti-bribery and corruption...