The Financial Markets Standards Board (FMSB) believes so. Or at least the recent FMSB report indicates that there are common broad...
Freshfields Risk & Compliance
Sharon Grennan
Knowledge Lawyer , Freshfields Bruckhaus Deringer
United Kingdom
The FCA’s first criminal prosecution of a bank, which was also its first prosecution for breaches of the UK’s Money Laundering...
Rishi Sunak, UK Chancellor, opened the third day of this conference with an ambitious commitment for the UK to have the world’s first net...
After a prolonged period of remote working for many roles in financial services firms there has been a recent shift back to office...
The FCA has published its business plan for 2021/2022. This sets out its priorities for the coming financial year (and beyond) and is...
On the opening day of the 2021 City Week conference, Freshfields partners Mark Kalderon and Cyrus Pocha, and senior associate Claire...
Whilst Covid may have stopped many things in 2020, it did not stop FCA Enforcement from issuing a number of substantial financial...
Spoofing – flooding the market with orders that traders do not intend to execute to trick others into moving prices in a desired...