COVID-19 and UK financial services firms: top 10 tips for senior managers
The COVID-19 crisis raises novel issues for senior managers at financial services firms.
We set out our 10 top tips for how senior...
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Reform of the European System of Financial Supervision - a compromise for all?
Provisional texts containing the political agreement with regard to the proposals for reform of the European System of Financial...
The FCA’s proposals for the temporary permissions regime
In its recent consultation paper the FCA describes the proposed temporary permissions regime (TPR) as “a bridge to our domestic regime”....
Widening the net – SMR extended to FCA solo-regulated firms
Co-authored by Emma Rachmaninov
Under new near final rules published this month, the senior managers regime (SMR) will apply to FCA...
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