FCA proposes excluding Heads of Legal from requirement to be a Senior Manager
The FCA has published a consultation paper on the Senior Managers & Certification Regime (SMCR) clarifying the application of the...
I am a Senior Associate in the Dispute Resolution practice of the London office of Freshfields Bruckhaus Deringer.
I advise clients in relation to financial litigation and dispute resolution. I have particular experience in advising financial institution clients representing them on a wide range of matters including fraud, mis-selling claims and professional negligence. I also advise on commercial contract claims including complex technical disputes involving contract scope, construction and interpretation. I have experience in a range of both domestic and cross-border regulatory investigations undertaken by regulators including the FCA and the SEC.
The FCA has published a consultation paper on the Senior Managers & Certification Regime (SMCR) clarifying the application of the...
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