Freshfields Risk & Compliance

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2 results for: banks

17 May, 2023

Is this a trading venue? BaFin extends scope of MTF licencing requirement

By Jan Struckmann Marius Raetz

On 5 May 2023, the German regulator BaFin issued a press release, informing the public about an update of its circular on so-called...

28 Jul, 2017

By Kate Pumfrey

On Wednesday, the FCA and PRA published the following consultation papers on the extension of the Senior Managers and Certification...