20 Aug, 2024 POP’ing it like the FCA By Chris Ranson Richard Ho Tom Godwin Claire Harrop Christopher Bernard Jennifer McCarthy +3 more... Show less The FCA recently published a consultation paper (CP24/13) setting out its proposed rules for the new public offer platform (POP) regime....
03 May, 2024 The Digital Securities Sandbox: a new model for trading and settlement in the UK? By James Smethurst Christopher Bernard Olivia Davies On 3 April 2024, the Financial Conduct Authority (FCA) and the Bank of England (BoE) published a consultation paper setting out their...
18 Mar, 2024 The Private Intermittent Securities and Capital Exchange System (PISCES) By James Smethurst Tom Godwin Richard Ho Regina Erie Christopher Bernard Jennifer McCarthy +3 more... Show less This blog considers the recent HM Treasury (HMT) consultation on the proposed trial of a new ‘Private Intermittent Securities and Capital...
09 Nov, 2023 UK FCA’s Market Watch 75 – potential market abuse in market soundings By Tom Godwin Richard Ho Tricia Moffat Christopher Bernard +1 more... Show less On 31 October 2023, the Financial Conduct Authority (FCA) issued Market Watch 75, in which it raised concerns over possible abuses of the...
29 Aug, 2023 The Public Offer Platform By Chris Ranson Claire Harrop Richard Ho Christopher Bernard Jennifer McCarthy +2 more... Show less A new regulated activity Following on from our previous blog post, The Future of Prospectuses in the UK, the FCA has recently published...
26 Apr, 2021 Hong Kong Stock Exchange eyes further enhancements to CG Code: are issuers ready? By Wings Turkington Teresa Ko In a bid to further enhance corporate governance standards among listed companies in Hong Kong, the Stock Exchange of Hong Kong (SEHK)...