6/13/2025 9:29:29 AM PISCES Q&A – key features of the world’s first regulated crossover market By Tom Godwin Richard Ho Jennifer McCarthy The FCA has now published its final rules for prospective operators of the new PISCES platforms (Private Intermittent Securities and...
2/7/2025 10:55:48 AM The new UK regime for public offer platforms: the FCA consults on further proposals By Claire Harrop Tom Godwin Richard Ho Christopher Bernard Jennifer McCarthy Eden Elder +3 more... Show less An important element of the UK’s new public offers and admissions to trading regime is the introduction of the public offer platform...
8/20/2024 2:44:10 PM POP’ing it like the FCA By Chris Ranson Richard Ho Tom Godwin Claire Harrop Christopher Bernard Jennifer McCarthy +3 more... Show less The FCA recently published a consultation paper (CP24/13) setting out its proposed rules for the new public offer platform (POP) regime....
5/3/2024 12:05:14 PM The Digital Securities Sandbox: a new model for trading and settlement in the UK? By James Smethurst Christopher Bernard Olivia Davies On 3 April 2024, the Financial Conduct Authority (FCA) and the Bank of England (BoE) published a consultation paper setting out their...
3/18/2024 11:41:04 AM The Private Intermittent Securities and Capital Exchange System (PISCES) By James Smethurst Tom Godwin Richard Ho Regina Erie Christopher Bernard Jennifer McCarthy +3 more... Show less This blog considers the recent HM Treasury (HMT) consultation on the proposed trial of a new ‘Private Intermittent Securities and Capital...
11/9/2023 5:01:53 PM UK FCA’s Market Watch 75 – potential market abuse in market soundings By Tom Godwin Richard Ho Tricia Moffat Christopher Bernard +1 more... Show less On 31 October 2023, the Financial Conduct Authority (FCA) issued Market Watch 75, in which it raised concerns over possible abuses of the...
8/29/2023 11:43:39 AM The Public Offer Platform By Chris Ranson Claire Harrop Richard Ho Christopher Bernard Jennifer McCarthy +2 more... Show less A new regulated activity Following on from our previous blog post, The Future of Prospectuses in the UK, the FCA has recently published...
4/26/2021 12:00:00 AM Hong Kong Stock Exchange eyes further enhancements to CG Code: are issuers ready? By Wings Turkington Teresa Ko In a bid to further enhance corporate governance standards among listed companies in Hong Kong, the Stock Exchange of Hong Kong (SEHK)...