5/25/2021 12:00:00 AM The proposed Consumer Duty for UK financial services firms – a paradigm shift? By Piers Reynolds Anthea Bowater Christine Simpson The Financial Conduct Authority (FCA) has just published its Consultation Paper on a proposed Consumer Duty for financial services firms...
11/7/2017 3:08:59 PM Five behind-the-scenes insights into DOJ cross-border investigation priorities By Justin Simeone The Fraud Section within the US Department of Justice (“DOJ”) plays a key role in shaping many multi-jurisdictional investigations. On...
7/28/2017 12:00:00 AM The extension of the Senior Managers and Certification Regime – human resources implications By Kate Pumfrey On Wednesday, the FCA and PRA published the following consultation papers on the extension of the Senior Managers and Certification...