Freshfields Risk & Compliance

Piers Reynolds Emilio Salice Shania Bhageerutty Rebecca Freedman

+1 more...

May 25, 2023

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The UK FCA’s latest Financial Lives Survey spotlights the rise in vulnerable customers

The FCA’s focus on vulnerable customers is longstanding. In the aftermath of the Covid-19 pandemic, the ongoing cost of living crisis,...

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Jan Struckmann Marius Raetz

May 17, 2023

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Is this a trading venue? BaFin extends scope of MTF licencing requirement

On 5 May 2023, the German regulator BaFin issued a press release, informing the public about an update of its circular on so-called...

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Piers Reynolds Emilio Salice Shania Bhageerutty

May 11, 2023

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Are UK retail banks capitalising on customer inertia on savings rates? The FCA makes its approach known in advance of the consumer duty

Although the FCA’s new Consumer Duty is not yet in force, the regulatory environment is already shifting. For example, the FCA has stated...

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Jan Struckmann Marcel Michaelis

May 5, 2023

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The EU keeps the ball rolling in its battle against money laundering – next on the agenda: professional football

Professional football is not just an entertaining happening for millions of fans around the world; it is also a big money game. During...

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Sarah Robinson Christine Simpson Laila Pourdad

May 2, 2023

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Lord Sumption delivers Judgment on the Quincecare duty

Lord Sumption recently delivered the lead judgment in proceedings before the Hong Kong Court of Final Appeal (CFA) which concerned the...

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Freshfields Risk & Compliance Archive

The UK FCA’s latest Financial Lives Survey spotlights the rise in vulnerable customers

Is this a trading venue? BaFin extends scope of MTF licencing requirement

Are UK retail banks capitalising on customer inertia on savings rates? The FCA makes its approach known in advance of the consumer duty

The EU keeps the ball rolling in its battle against money laundering – next on the agenda: professional football

Lord Sumption delivers Judgment on the Quincecare duty

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