Finally! Avid readers of Freshfields blogs might remember from our post last autumn that the UK government and financial regulators in...
Freshfields Risk & Compliance
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Key Takeaways for Financial Institutions Harmonised Standards for Sanctions Compliance:The European Banking Authority (EBA)’s new...
The FCA yesterday published its revised proposals to publicise enforcement investigations. Reactions to the original proposals both from...
This month the UK Chancellor of the Exchequer, Rachel Reeves, confirmed as part of her first Mansion House speech the UK Government’s...
At a Glance On 15 November 2024, the FCA and FOS jointly published a call for input as to how the FOS might improve its redress...
A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
So far this year we’ve seen a range of important cases and developments before the Courts in the UK affecting financial institutions. In...
The financial services and capital markets in Central and Eastern Europe (CEE) continue to evolve within a dynamic regulatory and...
On 22 October 2024, the FCA announced that 20 social media “finfluencers” are being interviewed under caution under its criminal powers....
On 25 September 2024, the FCA published a consultation paper on proposed changes to the safeguarding regime for payments and e-money...
The decision in Standard Chartered v Guaranty Nominees [2024] EWHC 2605 (Comm) considers how to interpret contractual provisions...
Regulators around the world have long been concerned about the operational resilience of banks and other financial institutions, and the...