Freshfields Risk & Compliance

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2 results for: regulators

08 Apr, 2021

The FCA’s focus on vulnerable customers during and beyond COVID-19

By Piers Reynolds Emilio Salice Nilsu Acikada

In recent years, the UK’s Financial Conduct Authority has in many cases viewed financial regulatory issues by looking at the...

12 May, 2017

By Benjamin Gianforti

The New York State Department of Financial Services (DFS) is the chief regulator of financial institutions and insurance companies...