Jul 23, 2018 Widening the net – SMR extended to FCA solo-regulated firms By Melanie Fitzsimons Co-authored by Emma Rachmaninov Under new near final rules published this month, the senior managers regime (SMR) will apply to FCA...
Jul 28, 2017 The extension of the Senior Managers and Certification Regime – human resources implications By Kate Pumfrey On Wednesday, the FCA and PRA published the following consultation papers on the extension of the Senior Managers and Certification...