Freshfields Risk & Compliance

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2 results for: senior managers regime

23 Jul, 2018

Widening the net – SMR extended to FCA solo-regulated firms

By Melanie Fitzsimons

Co-authored by Emma Rachmaninov Under new near final rules published this month, the senior managers regime (SMR) will apply to FCA...

28 Jul, 2017

By Kate Pumfrey

On Wednesday, the FCA and PRA published the following consultation papers on the extension of the Senior Managers and Certification...