Freshfields Risk & Compliance

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2 results for: senior managers regime

7/23/2018 12:00:00 AM

Widening the net – SMR extended to FCA solo-regulated firms

By Melanie Fitzsimons

Co-authored by Emma Rachmaninov Under new near final rules published this month, the senior managers regime (SMR) will apply to FCA...

7/28/2017 12:00:00 AM

By Kate Pumfrey

On Wednesday, the FCA and PRA published the following consultation papers on the extension of the Senior Managers and Certification...