Freshfields Risk & Compliance

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3 results for: sfc

13 Sep, 2019

Commitment to co-operate. What does the SFC/ICAC MoU mean for companies and individuals that come under investigation?

By Sarah Trueman

On 19 August, the Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) entered into a...

04 Jul, 2019

By Nicola Jones Tim Mak

Introduction In February 2019, the Hong Kong Securities and Futures Commission (SFC) announced the implementation of significant...

13 Nov, 2013

By John Warren

On September 18, the International Organization of Securities Commissions (IOSCO) adopted policies to motivate procrastinating members to...