Freshfields Risk & Compliance

Christopher Robinson, Charles Mondelli, Emilio Salice

July 30, 2021

https://www.passle.net/Content/Images/passle_logo-186px.png Passle https://passle.net

FCA Business Plan 2021/2022: is the regulator set to continue its assertive streak?

The FCA has published its business plan for 2021/2022. This sets out its priorities for the coming financial year (and beyond) and is...

Christopher Robinson, Laura Feldman

July 29, 2021

0 0 21

https://www.passle.net/Content/Images/passle_logo-186px.png Passle https://passle.net

FCA’s “Dear CEO” letter on AML failings at UK Firms

FCA sets out themes it has identified from recent assessments of retail banks’ financial crime systems and controls

The FCA has...

Holly Insley, Kate Pumfrey

July 15, 2021

0 0 19

https://www.passle.net/Content/Images/passle_logo-186px.png Passle https://passle.net

Regulators publish discussion paper on diversity and inclusion in the financial sector

On 7 July 2021, the Bank of England, Prudential Regulation Authority (“PRA”) and Financial Conduct Authority (“FCA”) published “DP 21/2...

April 1, 2021

0 0 8

https://www.passle.net/Content/Images/passle_logo-186px.png Passle https://passle.net

UK defined benefit pension transfer advice: FCA publishes finalised guidance

The Financial Conduct Authority (FCA) has published its finalised guidance relating to defined benefit (DB) pension transfer advice (the

October 27, 2020

0 0 31

https://www.passle.net/Content/Images/passle_logo-186px.png Passle https://passle.net

Insurance and COVID-19 – the UK FCA's increasing focus on consumer protection

The focus of the Financial Conduct Authority (FCA) on consumer protection is not new. As one of the three objectives of the FCA, it...

About us

About us

COP26 and beyond

Our thinking

Our thinking

M&A monitor Q1 2022: What European buyers need to know about US deals

What we do

What we do

Malaysia Airlines restructuring – using English law to help an Asian client

Careers

Careers

100 years moving forward

Our regional experience

Europe

Americas

Asia-Pacific

Middle East

Africa

International language sites

Contributors

Freshfields Risk & Compliance Archive

FCA Business Plan 2021/2022: is the regulator set to continue its assertive streak?

FCA’s “Dear CEO” letter on AML failings at UK Firms

Regulators publish discussion paper on diversity and inclusion in the financial sector

UK defined benefit pension transfer advice: FCA publishes finalised guidance

Insurance and COVID-19 – the UK FCA's increasing focus on consumer protection

Worldwide

Our regional experience

Europe

Americas

Asia-Pacific

Middle East

Africa

International language sites