21 Nov, 2024 When is it Wise to report non work-related conduct issues to the UK FCA? By Ali Sallaway Christopher Robinson Sophie Horton A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
14 Nov, 2024 How to meet the UK sustainable investment labelling disclosure requirements: The FCA provides much needed guidance to applicants By Elisabeth Overland Douglas Bryden Anthea Bowater Emma Rachmaninov Emily Strand +2 more... Show less In a move likely to be welcomed by the market, the FCA has updated its webpage on the Sustainability Disclosure and Labelling Regime to...
29 Oct, 2024 Government set to bring Buy-Now, Pay-Later firms under FCA regulation By Cyrus Pocha Christine Simpson Christopher Bernard Curran Snell +1 more... Show less On 17 October 2024, HM Treasury launched its third consultation on the proposed regulation of Buy-Now, Pay-Later (BNPL) credit...
29 Oct, 2024 FCA takes further steps to crackdown on “finfluencers” following issuing guidance regarding financial promotions on social media By Emma Probyn Christine Simpson Abisha Bastian Georgia Onslow +1 more... Show less On 22 October 2024, the FCA announced that 20 social media “finfluencers” are being interviewed under caution under its criminal powers....
29 Oct, 2024 The FCA consults on changes to the safeguarding regime: what does it mean for payments and e-money firms? By Claire Harrop Noah Schmidt Christopher Bernard Helena de Guise +1 more... Show less On 25 September 2024, the FCA published a consultation paper on proposed changes to the safeguarding regime for payments and e-money...
14 Oct, 2024 Redressing the UK FCA’s power to impose consumer redress schemes By Christopher Robinson Sharon Grennan Juliet Leung In a recent decision, the UK Court of Appeal confirmed that the FCA can impose a redress requirement on an FCA-regulated firm without...
25 Sep, 2024 FCA's further report on de-banking focuses on the Consumer Duty By Sharon Tong Anthea Bowater The FCA has published its follow-up report on “UK Payment Accounts Access and Closures: Update” (the Update Report). In its last report,...
18 Sep, 2024 Stop that payment! FCA guidance on delaying payments suspected to be APP fraud By Emma Probyn Christine Simpson Christopher Chan Abisha Bastian +1 more... Show less On 9 September 2024, the FCA launched a Consultation in which it proposes changes to its guidance to payment service providers (PSPs)....
03 Sep, 2024 Herding cats: English law and Decentralised Autonomous Organisations By Claire Harrop Christopher Bernard Joana Fragata Background On 11 July 2024, the Law Commission published a scoping paper (the Scoping Paper) on Decentralised Autonomous Organisations...
03 Sep, 2024 FCA publishes final rules on bundling payments for investment research and execution By James Smethurst Borja Ruiz De Gopegui Christopher Bernard Cameron MacDonald +1 more... Show less On 26 July 2024, the Financial Conduct Authority (FCA) published its policy statement on payment optionality for investment research...
20 Aug, 2024 New access to cash rules published by the FCA By Michael Raffan Julia Robilliard-Smith Tey Khoo Christopher Bernard +1 more... Show less Despite trends toward digital and cashless payments, the previous Government assessed that access to cash remained vital for a portion of...
07 Aug, 2024 FCA consults on derivatives trading obligation and post-trade risk reduction services By Michael Raffan Elisabeth Overland Christopher Bernard On 26 July 2024, the Financial Conduct Authority (FCA) published a consultation paper (CP24/14) with proposals on three different but...