Freshfields Risk & Compliance

Christopher Robinson, Charles Mondelli, Emilio Salice

July 30, 2021

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FCA Business Plan 2021/2022: is the regulator set to continue its assertive streak?

The FCA has published its business plan for 2021/2022. This sets out its priorities for the coming financial year (and beyond) and is...

Christopher Robinson, Laura Feldman

July 29, 2021

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FCA’s “Dear CEO” letter on AML failings at UK Firms

FCA sets out themes it has identified from recent assessments of retail banks’ financial crime systems and controls

The FCA has published...

Holly Insley, Kate Pumfrey

July 15, 2021

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Regulators publish discussion paper on diversity and inclusion in the financial sector

On 7 July 2021, the Bank of England, Prudential Regulation Authority (“PRA”) and Financial Conduct Authority (“FCA”) published “DP 21/2...

April 1, 2021

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UK defined benefit pension transfer advice: FCA publishes finalised guidance

The Financial Conduct Authority (FCA) has published its finalised guidance relating to defined benefit (DB) pension transfer advice (the

October 27, 2020

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Insurance and COVID-19 – the UK FCA's increasing focus on consumer protection

The focus of the Financial Conduct Authority (FCA) on consumer protection is not new. As one of the three objectives of the FCA, it...

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Freshfields Risk & Compliance Archive

FCA Business Plan 2021/2022: is the regulator set to continue its assertive streak?

FCA’s “Dear CEO” letter on AML failings at UK Firms

Regulators publish discussion paper on diversity and inclusion in the financial sector

UK defined benefit pension transfer advice: FCA publishes finalised guidance

Insurance and COVID-19 – the UK FCA's increasing focus on consumer protection

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