2/6/2025 12:15:44 PM FCA publicity consultation: ‘How not to regulate’ By Lucy Clark The House of Lord’s Financial Services Regulation Committee has today published its report on the FCA’s publicity consultation, Naming...
2/5/2025 2:13:42 PM UK FCA sets out key expectations of payments firms in “Dear CEO” letter By Claire Harrop Janice Leung Christy Lee On 3 February 2025, the UK’s Financial Conduct Authority (FCA) published a Dear CEO letter to payments firms that are supervised by the...
12/19/2024 9:46:18 AM Secret Commissions – Supreme Court to hear appeal By Emma Probyn Benjamin Ng Lucy Clark The Court of Appeal’s decision On 25 October 2024, the Court of Appeal handed down its judgment in three linked appeals – Johnson v...
12/6/2024 2:10:31 PM The regulatory regime for short selling in the UK: a long time coming By James Smethurst Christopher Bernard On 11 November 2024, an updated draft of the Short Selling Regulations 2024 was laid before Parliament, accompanied by a draft...
12/2/2024 3:50:58 PM Regulating cryptoassets in the UK: a guide to the road ahead By Cyrus Pocha Claire Harrop Christopher Bernard Finally! Avid readers of Freshfields blogs might remember from our post last autumn that the UK government and financial regulators in...
11/29/2024 9:19:56 AM FCA publicity consultation – take 2: A solution to one of the FCA’s problems? By Lucy Clark The FCA yesterday published its revised proposals to publicise enforcement investigations. Reactions to the original proposals both from...
11/21/2024 9:03:41 AM When is it Wise to report non work-related conduct issues to the UK FCA? By Ali Sallaway Christopher Robinson Sophie Horton A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
11/14/2024 8:45:00 AM How to meet the UK sustainable investment labelling disclosure requirements: The FCA provides much needed guidance to applicants By Elisabeth Overland Douglas Bryden Anthea Bowater Emma Rachmaninov Emily Strand +2 more... Show less In a move likely to be welcomed by the market, the FCA has updated its webpage on the Sustainability Disclosure and Labelling Regime to...
10/29/2024 1:56:56 PM Government set to bring Buy-Now, Pay-Later firms under FCA regulation By Cyrus Pocha Christine Simpson Christopher Bernard Curran Snell +1 more... Show less On 17 October 2024, HM Treasury launched its third consultation on the proposed regulation of Buy-Now, Pay-Later (BNPL) credit...
10/29/2024 11:43:36 AM FCA takes further steps to crackdown on “finfluencers” following issuing guidance regarding financial promotions on social media By Emma Probyn Christine Simpson Abisha Bastian Georgia Onslow +1 more... Show less On 22 October 2024, the FCA announced that 20 social media “finfluencers” are being interviewed under caution under its criminal powers....
10/29/2024 10:47:40 AM The FCA consults on changes to the safeguarding regime: what does it mean for payments and e-money firms? By Claire Harrop Noah Schmidt Christopher Bernard Helena de Guise +1 more... Show less On 25 September 2024, the FCA published a consultation paper on proposed changes to the safeguarding regime for payments and e-money...
10/14/2024 9:54:53 AM Redressing the UK FCA’s power to impose consumer redress schemes By Christopher Robinson Sharon Grennan Juliet Leung In a recent decision, the UK Court of Appeal confirmed that the FCA can impose a redress requirement on an FCA-regulated firm without...