On 13 June 2025, the House of Lords Financial Services Regulation Committee (the Committee) published its report on the secondary...
Freshfields Risk & Compliance
The FCA has now published its final rules for prospective operators of the new PISCES platforms (Private Intermittent Securities and...
On 28 May 2025, the Financial Conduct Authority (FCA) published a consultation setting out its proposed rules for the two newly regulated...
Anti-money laundering (AML) risk is no longer a peripheral concern in M&A – it’s a central deal issue. As enforcement ramps up across...
On 28 May 2025, the FCA published a consultation paper outlining its proposed prudential rules for firms that issue qualifying...
In our previous blog, we considered the risks under the current legal regime in the UK to employers, trustees and providers arising from...
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The EU’s Digital Operational Resilience Act (“DORA”), which has become applicable in January this year, has elevated ICT regulation in...
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On 20 May 2025, the Prudential Regulation Authority (PRA) published a Policy Statement (PS6/25) and updated Supervisory Statement...
For a long time, both the PRA and FCA have recognised that climate change is a potential material financial risk to regulated firms. On...
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After almost a year working its way through Parliament, the Bank Resolution (Recapitalisation) Act 2025 received Royal Assent on 15 May...
The FCA has introduced a “joint payment” option for research and execution services for UK fund managers. This is intended to address...
The recent fallout in global markets as a result of US President Trump’s trade tariff announcements may recall, to the minds of UK...