The FCA’s focus on vulnerable customers during and beyond COVID-19
In recent years, the UK’s Financial Conduct Authority has in many cases viewed financial regulatory issues by looking at the...
In recent years, the UK’s Financial Conduct Authority has in many cases viewed financial regulatory issues by looking at the...
Last week the FCA announced criminal proceedings against NatWest for alleged breaches of regulations 8(1), 8(3) and 14(1) of the Money...
The House of Lords EU Services Sub-Committee published a report on 24 March, Beyond Brexit: trade in services , examining the future...
On 16 March 2021 the PRA published a speech given by Sam Woods, Deputy Governor of the Bank of England and CEO of the PRA, with some...
On 3 March, the FCA announced a fine and ban for a market making trader who carried out “wash trades”. The outcome has been widely...
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