5/25/2021 12:00:00 AM The proposed Consumer Duty for UK financial services firms – a paradigm shift? By Piers Reynolds Anthea Bowater Christine Simpson The Financial Conduct Authority (FCA) has just published its Consultation Paper on a proposed Consumer Duty for financial services firms...
4/23/2021 12:00:00 AM Exempt no more: the impact of the FCA’s IFPR consultations on exempt CAD firms By Emily Smith Lauren Moorin Melanie Fitzsimons Charlie Fisher +1 more... Show less On 19 April 2021, the FCA published its second consultation paper on the Investment Firms Prudential Regime (IFPR). The IFPR closely...