29 Nov, 2024 FCA publicity consultation – take 2: A solution to one of the FCA’s problems? By Lucy Clark The FCA yesterday published its revised proposals to publicise enforcement investigations. Reactions to the original proposals both from...
21 Nov, 2024 When is it Wise to report non work-related conduct issues to the UK FCA? By Ali Sallaway Christopher Robinson Sophie Horton A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
07 Nov, 2024 Time is ticking for the Failure to Prevent Fraud offence coming into force By Matthew Bruce Ben Morgan Ali Sallaway Emily Knight Laura Feldman Caroline Doherty de Novoa +3 more... Show less On 6 November 2024, the UK Government published final guidance on what constitute reasonable prevention procedures (the “Guidance”), on...
14 Oct, 2024 Redressing the UK FCA’s power to impose consumer redress schemes By Christopher Robinson Sharon Grennan Juliet Leung In a recent decision, the UK Court of Appeal confirmed that the FCA can impose a redress requirement on an FCA-regulated firm without...
20 Sep, 2024 Business Judgement Rule Decisions – A How-To Guide By Moritz Pellmann Nicholas Schoch Anna Eichner Anna Köhler Dawid Ligocki +2 more... Show less In today’s dynamic business environment, decision-making frequently entails venturing into unknown territory. It is often challenging to...
22 Aug, 2024 The new European AML package - a comprehensive overview By Jan Struckmann Alicia Hildner Janina Heinz Few areas of regulatory law are evolving as rapidly as European money laundering law. Over the past few years these requirements have...
19 Aug, 2024 Strategic risk spotlight on EU-China investigations: How to reconcile EU investigations with Chinese law in light of recent EU General Court order By Moritz Pellmann Xin Liu Nicholas Schoch Pauline Peng Camillo von Haugwitz +2 more... Show less In an order dated 12 August 2024, the General Court of the European Union (‘General Court’) dismissed an application for interim measures...
11 Jun, 2024 The UK’s digital roadmap: CMA consults on draft digital markets guidance By Rikki Haria Martin Dickson Saif Gilani Within minutes of the UK Digital Markets, Competition and Consumers Act 2024 (the DMCC Act) receiving Royal Assent on the evening of 24...
24 May, 2024 Across the finish line in the wash-up: the DMCC Act receives Royal Assent – what happens next? By Andrew Austin Cat Greenwood-Smith Rikki Haria Sarah Jensen Patrick Teague Kate Collister Martin Dickson Aaron Green Daniel Wylde Karen Slaney Francesca Triggs Philipp Baschenhof +9 more... Show less In the final days of Parliament, the landmark UK Digital Markets, Competition and Consumers Act 2024 (the ‘Act’) has received Royal...
02 May, 2024 FCA consultation on publicising investigations: The strength to let go – will the FCA reconsider ‘naming and shaming’? By Lucy Clark Ali Sallaway The consultation period for CP24/2 closed on Tuesday, marking the end of (at least the first phase of) what has been widely perceived to...
12 Apr, 2024 The UK FCA’S Business Plan 2024/25: Five Takeaways for Financial Institutions By Piers Reynolds Jack Helyar At a Glance The UK’s Financial Conduct Authority (the FCA) has recently published its Business Plan for 2024/25, setting out its...
29 Feb, 2024 FCA consultation on publicising investigations: Balancing transparency and collateral damage? By Lucy Clark Ali Sallaway On 27 February 2024, the FCA announced a consultation on proposed amendments to its existing enforcement policy. These include proposals...