A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
Freshfields Risk & Compliance
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On 6 November 2024, the UK Government published final guidance on what constitute reasonable prevention procedures (the “Guidance”), on...
In a recent decision, the UK Court of Appeal confirmed that the FCA can impose a redress requirement on an FCA-regulated firm without...
In today’s dynamic business environment, decision-making frequently entails venturing into unknown territory. It is often challenging to...
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Few areas of regulatory law are evolving as rapidly as European money laundering law. Over the past few years these requirements have...
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In an order dated 12 August 2024, the General Court of the European Union (‘General Court’) dismissed an application for interim measures...
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Within minutes of the UK Digital Markets, Competition and Consumers Act 2024 (the DMCC Act) receiving Royal Assent on the evening of 24...
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In the final days of Parliament, the landmark UK Digital Markets, Competition and Consumers Act 2024 (the ‘Act’) has received Royal...
The consultation period for CP24/2 closed on Tuesday, marking the end of (at least the first phase of) what has been widely perceived to...
At a Glance The UK’s Financial Conduct Authority (the FCA) has recently published its Business Plan for 2024/25, setting out its...
On 27 February 2024, the FCA announced a consultation on proposed amendments to its existing enforcement policy. These include proposals...
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The FCA has taken another notable step as part of its efforts to crack down on non-financial misconduct in the workplace. As we noted in...