Jan 03, 2024 Mind the UK ‘advice gap’: Considering the Advice Guidance Boundary Review By Elisabeth Overland Christopher Bernard Billy Liu On 8 December 2023, HM Treasury (HMT) and the FCA published a joint policy paper (DP23/5) on the Advice Guidance Boundary Review (the...
Jul 07, 2023 Feels like MiFID III? - The Commission Proposal on the EU Retail Investment Strategy and what it means for firms By Marius Raetz Falko Glasow Alicia Hildner Alexander Glos +1 more... Show less In the heated discussion around the ban on payment for order flow, the proposal on the Retail Investment Package (the Proposal), adopted...
Dec 14, 2021 Amazon fined €1.1bn in Italy for abuse of dominant position By Gian Luca Zampa Ermelinda Spinelli Luca Casiraghi On 9 December the Italian Antitrust Authority (IAA) hit Amazon with a record fine of €1.1 bn for abuse of dominant position in the...