5/7/2025 8:18:51 AM FCA pauses the extension of SDR to portfolio management By Elisabeth Overland Emily Smith Daniel Tichbi On 30 April 2025, the FCA announced that it has paused its plans to extend the Sustainability Disclosure Requirements (SDR) and...
3/28/2025 2:54:18 PM The FCA’s Consumer Duty rule review: a spring clean, but no overhaul By Michael Raffan Christopher Bernard Daniel Tichbi One oft-criticised feature of the UK financial services regime is the complexity and the volume of the FCA’s handbook of rules and...
1/3/2024 9:55:49 AM Mind the UK ‘advice gap’: Considering the Advice Guidance Boundary Review By Elisabeth Overland Christopher Bernard Billy Liu On 8 December 2023, HM Treasury (HMT) and the FCA published a joint policy paper (DP23/5) on the Advice Guidance Boundary Review (the...
7/7/2023 3:56:01 PM Feels like MiFID III? - The Commission Proposal on the EU Retail Investment Strategy and what it means for firms By Marius Raetz Falko Glasow Alicia Hildner Alexander Glos +1 more... Show less In the heated discussion around the ban on payment for order flow, the proposal on the Retail Investment Package (the Proposal), adopted...
12/14/2021 11:59:17 AM Amazon fined €1.1bn in Italy for abuse of dominant position By Gian Luca Zampa Ermelinda Spinelli Luca Casiraghi On 9 December the Italian Antitrust Authority (IAA) hit Amazon with a record fine of €1.1 bn for abuse of dominant position in the...