On 26 July 2024, the Financial Conduct Authority (FCA) published a consultation paper (CP24/14) with proposals on three different but...
Freshfields Risk & Compliance
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Germany's Ursula von der Leyen has been elected President of the European Commission for a second mandate, with 401 votes in favour, 284...
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In a judgment that will be of interest to exchanges and those who trade on them, the English High Court dismissed judicial review...
On 31 October 2023, the Financial Conduct Authority (FCA) issued Market Watch 75, in which it raised concerns over possible abuses of the...
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It has been a while since the CESR guidelines on “Understanding the definition of advice under MiFID” were published. To be precise, 13...
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In the heated discussion around the ban on payment for order flow, the proposal on the Retail Investment Package (the Proposal), adopted...
In April 2022, in the response to its consultation on regulatory approach to, among other things, distributed ledger technology (DLT) in...
The Financial Markets Standards Board (FMSB) believes so. Or at least the recent FMSB report indicates that there are common broad...
On 10 August 2021, the Securities and Futures Commission (SFC) issued its consultation conclusions (Consultation Conclusions) on its...
With focus on the UK’s role as a global centre for financial services, the much-anticipated post-Brexit UK Wholesale Markets Review has...
The current negotiations on financial services regulation between the UK and the EU is the talk of the town on both sides of the Channel....
The UK has long allowed non-UK institutions to provide financial services to customers in the UK under a variety of different regimes. ...