What does the recent FCA enforcement decision on wash trades mean for compliance departments?
On 3 March, the FCA announced a fine and ban for a market making trader who carried out “wash trades”. The outcome has been widely...
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ECJ recognises natural persons' right to silence in insider-dealing proceedings – and carves out undertakings under competition law
In a recent preliminary ruling, the European Court of Justice (ECJ) has recognised a natural person’s right to silence in insider-dealing...
Spoofing – is the UK FCA catching up with US enforcement trends?
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No hold up in FCA investigations in run up to Brexit
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