What does the recent FCA enforcement decision on wash trades mean for compliance departments?
On 3 March, the FCA announced a fine and ban for a market making trader who carried out “wash trades”. The outcome has been widely...
On 3 March, the FCA announced a fine and ban for a market making trader who carried out “wash trades”. The outcome has been widely...
In a recent preliminary ruling, the European Court of Justice (ECJ) has recognised a natural person’s right to silence in insider-dealing...
Spoofing – flooding the market with orders that traders do not intend to execute to trick others into moving prices in a desired...
The FCA published its business plan for 2018/19 and sectoral priorities on 6 April 2018.
At the same time, the FCA announced that it needs...
Trading through “Dark Pools,” and in particular their use by High Frequency Traders, has been in regulatory focus for some time now. It...
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