In its first enforcement decision relating to a Recognised Investment Exchange, the FCA has published a final notice and imposed a...
Freshfields Risk & Compliance
On 25 March 2025, the FCA published its new strategy for the next five years, with the stated goals of “deepening trust, rebalancing...
/Passle/5832ca6d3d94760e8057a1b6/SearchServiceImages/2025-03-28-12-35-55-467-67e697ab003ed219308d8d59.jpg)
One oft-criticised feature of the UK financial services regime is the complexity and the volume of the FCA’s handbook of rules and...
On 5 March 2025, the FCA published the findings from its multi-firm review of valuation processes for private market assets. In this blog...
The chiefs of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) have announced by letter that they are...
On 3 February 2025, the UK’s Financial Conduct Authority (FCA) published a Dear CEO letter to payments firms that are supervised by the...
Finally! Avid readers of Freshfields blogs might remember from our post last autumn that the UK government and financial regulators in...
At a Glance On 15 November 2024, the FCA and FOS jointly published a call for input as to how the FOS might improve its redress...
A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
Last month, the Financial Conduct Authority (FCA) published its key findings from a review of 23 payments firms’ implementation of the...
On 22 October 2024, the FCA announced that 20 social media “finfluencers” are being interviewed under caution under its criminal powers....
The FCA has published its follow-up report on “UK Payment Accounts Access and Closures: Update” (the Update Report). In its last report,...