03 Jan, 2024 Mind the UK ‘advice gap’: Considering the Advice Guidance Boundary Review By Elisabeth Overland Christopher Bernard Billy Liu On 8 December 2023, HM Treasury (HMT) and the FCA published a joint policy paper (DP23/5) on the Advice Guidance Boundary Review (the...
21 Dec, 2023 Regulation of culture in financial institutions: global trends and challenges By Elisabeth Overland Holly Insley Falko Glasow Jennifer Loeb Christopher Bernard +2 more... Show less Around the world, regulators have become increasingly concerned about culture in financial services firms, as part of a wider focus on...
01 Nov, 2023 Regulatory capital, liquidity and resolution planning for banks: recent developments and cross-border perspectives By David Sewell Mac Mackenzie Janina Heinz Matthew O'Callaghan Christopher Bernard +2 more... Show less Following the failure of Silicon Valley Bank (SVB) and several other U.S. small and mid-sized banks in March 2023, U.S. regulators have...
10 Oct, 2023 The LDI Crisis: One year on By Andrew Murphy Lauren Jackson Anika Prasad A year on from the immediate aftermath of the “mini-budget” which gave rise to the leveraged liability-driven investments (LDI) pensions...
27 Apr, 2023 TPR and FCA publish guidance following 2022 LDI crisis By Anika Prasad Emmanuel Bandoh Dawn Heath On Monday 24 April 2023 both the Pensions Regulator (TPR) and the Financial Conduct Authority (FCA) issued new guidance on leveraged...