A recent UK FCA decision highlights the FCA’s expectation that, in certain circumstances, issues relating to the conduct of senior...
Freshfields Risk & Compliance
Last month, the Financial Conduct Authority (FCA) published its key findings from a review of 23 payments firms’ implementation of the...
On 22 October 2024, the FCA announced that 20 social media “finfluencers” are being interviewed under caution under its criminal powers....
The FCA has published its follow-up report on “UK Payment Accounts Access and Closures: Update” (the Update Report). In its last report,...
On 9 September 2024, the FCA launched a Consultation in which it proposes changes to its guidance to payment service providers (PSPs)....
On 8 December 2023, HM Treasury (HMT) and the FCA published a joint policy paper (DP23/5) on the Advice Guidance Boundary Review (the...
Around the world, regulators have become increasingly concerned about culture in financial services firms, as part of a wider focus on...
Following the failure of Silicon Valley Bank (SVB) and several other U.S. small and mid-sized banks in March 2023, U.S. regulators have...
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A year on from the immediate aftermath of the “mini-budget” which gave rise to the leveraged liability-driven investments (LDI) pensions...
On Monday 24 April 2023 both the Pensions Regulator (TPR) and the Financial Conduct Authority (FCA) issued new guidance on leveraged...