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In Part I, we analysed the reasons why economic sanctions, export controls, and associated investigation risks should be prioritised by...
Freshfields Risk & Compliance
The future for alternative investment fund managers (AIFMs) in the UK became a little bit clearer on 7 April 2025 when HM Treasury...
In its first enforcement decision relating to a Recognised Investment Exchange, the FCA has published a final notice and imposed a...
On 25 March 2025, the FCA published its new strategy for the next five years, with the stated goals of “deepening trust, rebalancing...
Open banking promises to unlock innovation and empower customers by enabling financial information to be shared between traditional banks...
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One oft-criticised feature of the UK financial services regime is the complexity and the volume of the FCA’s handbook of rules and...
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On 17 March 2025, the UK Government published a policy paper and accompanying press release outlining a new approach to ensure regulators...
On 5 March 2025, the FCA published the findings from its multi-firm review of valuation processes for private market assets. In this blog...
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On 26 February 2025, the Financial Conduct Authority (FCA) published a portfolio letter addressed to CEOs of firms in the asset...
On 24 February, the Financial Conduct Authority (FCA) published the findings from its review of ongoing advice services provided by 22 of...
The FCA identifies climate adaptation challenges for financial services firms Every five years, the UK government produces an assessment...
Today, the UK government issued its draft strategic steer to the Competition & Markets Authority (CMA) for consultation. Our separate...